Control-Focused Training

Execute conditions precedent, legal/ops readiness, and disbursement authorization with a clean audit trail.

Practical Modules

Covering KYC/AML, collateral execution, portfolio handover, and more.

Target Audience

Ideal for investment operations, portfolio managers, legal/compliance partners, and finance/accounting professionals.

About the Course

Join our comprehensive course on mastering the Pre-Disbursement process of investments. Learn the essential modules that cover controls, governance, legal documentation, collateral execution, and disbursement authorization. Suitable for investment professionals looking to enhance their skills and ensure a seamless handover into monitoring. Take the next step towards advancing your career today!

Meet Your Instructor

Our expert instructor brings years of experience in investment operations and portfolio management. Gain valuable insights and practical knowledge from someone who has navigated the complexities of the investment process. Join us and embark on a journey to enhance your skills and excel in the world of investments!

Course Curriculum

8 Chapters · 27 Lessons

  1. 1

    Introduction

    1. Welcome and Introduction Free preview
    2. Welcome to Pre-Disbursement Process Management Free preview
  2. 2

    Module 1: Purpose, Controls, and Governance

    1. Why Pre-Disbursement Discipline Prevents Losses Free preview
    2. Roles and Sign-Offs Free preview
    3. (Included in full purchase)

      Module 1: Quiz

  3. 3

    Module 2: IC Minutes & Conditions Register

    1. (Included in full purchase)

      Turning IC decisions into actionable conditions

    2. (Included in full purchase)

      Conditions Register Structure

    3. (Included in full purchase)

      Conditions Register Template + Completed Example

    4. (Included in full purchase)

      Build a conditions register for a sample IC decision

  4. 4

    Module 3: Term Sheet to Legal Documentation

    1. (Included in full purchase)

      Term Sheet Principles and Common Pitfalls

    2. (Included in full purchase)

      Versioning and Internal Approvals Checklist

    3. (Included in full purchase)

      Term Sheet Template + Review Checklist

    4. (Included in full purchase)

      Module 3: Quiz

  5. 5

    Module 4: KYC/AML, Legal/Tax, Borrower Authority

    1. (Included in full purchase)

      Evidence Expectations and “Stop the Line” Triggers

    2. (Included in full purchase)

      Borrower Authority Package Requirements

    3. (Included in full purchase)

      Borrower Authority Package Checklist

    4. (Included in full purchase)

      Identify Missing Documents from a File Pack

    5. (Included in full purchase)

      Identify Missing Documents (solution)

  6. 6

    Module 5: Collateral Execution, Perfection, Insurance

    1. (Included in full purchase)

      Practical collateral workflows (what “perfected” means)

    2. (Included in full purchase)

      Collateral Evidence Checklist

    3. (Included in full purchase)

      Collateral Evidence Checklist (Short Form)

    4. (Included in full purchase)

      Module 5: Quiz

  7. 7

    Module 6: Disbursement Authorization & Handover

    1. (Included in full purchase)

      Disbursement checklist + authorization memo

    2. (Included in full purchase)

      Disbursement Checklist and Authorization Memo

    3. (Included in full purchase)

      Final Quizz

  8. 8

    Wrap

    1. (Included in full purchase)

      Summary and Good Bye

    2. (Included in full purchase)

      End of Course — Completion Message

Ready to Master the Pre-Disbursement Process?

Enroll now to gain control-focused training, practical modules, and expert guidance. Take the first step towards advancing your career in investment management.

$99.00

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